Jonathan Katz - PDFSEARCH.IO - Document Search Engine

Jonathan Katz
Results: 377

#	Item
91	March 14, 2003 Mr. Jonathan Katz Secretary United States Securities and Exchange Commission 450 Fifth Street, NW Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-13 14:08:07 Finance Central Securities Depositories Payment systems Depository Trust & Clearing Corporation Settlement U.S. Securities and Exchange Commission Federal Reserve System Short Central securities depository Financial economics Securities Financial system
92	September 2, 2005 Mr. Jonathan G. Katz Committee Management Officer U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC[removed] Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2005-10-06 10:17:55 Risk Sarbanes–Oxley Act Audit Internal control Public Company Accounting Oversight Board External auditor Center for Audit Quality Internal audit Materiality Auditing Accountancy Business
93	300 Sears Towc~/ 23.3 Snuih Waclter. Dr. /Chicago,IL[removed][removed]August 29,2005 Mr. Jonathan G. Katz Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-09-21 08:22:12 Financial system Finance Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Financial regulation United States Constitution Broker-dealer Short Financial markets Self-regulatory organizations Financial economics
94	November 6, 2003 Mr. Jonathan G. Katz Secretary Ms. Annette L. Nazareth Director, Division of Market Regulation Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-19 13:38:12 United States securities law Economy of the United States Economy of New York City Finance United States Securities and Exchange Commission Securities Exchange Act Financial Industry Regulatory Authority NASDAQ Market maker Self-regulatory organizations Financial markets Financial economics
95	VIA: FEDERAL EXPRESS November 4, 2003 Mr. Jonathan Katz, Secretary Securities and Exchange Commission 450 5th Street, NW Washington, DC 20549 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-19 13:27:36 Stock market Economy of New York City Finance Self-regulatory organizations Market maker Securities Exchange Act American Stock Exchange NASDAQ Electronic trading Financial economics Financial markets Investment
96	August 3 1,2005 File Number[removed]Jonathan G . Katz, Committee Management Officer Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2005-10-06 12:46:17 United States securities law United States corporate law Accountancy Finance SEC filings Sarbanes–Oxley Act U.S. Securities and Exchange Commission Regulatory compliance Public company Auditing Business Corporate governance
97	August 31, 2005 Mr. Jonathan G. Katz Committee Management Officer Securities and Exchange Commission 100 F Street NE Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2005-09-01 12:46:12 Finance Sarbanes–Oxley Act Internal control Corporate governance External auditor Committee of Sponsoring Organizations of the Treadway Commission U.S. Securities and Exchange Commission Audit Financial statement Auditing Accountancy Business
98	April 11,2003 Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-06-13 08:55:41 Finance Stock market Central Securities Depositories Payment systems Security Depository Trust & Clearing Corporation Settlement Securities market Straight-through processing Financial economics Securities Financial system
99	January 12,2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-03-16 09:15:47 Hedge Financial markets Short Futures contract Philadelphia Stock Exchange Option Stock market Financial economics Finance Investment
100	March 13, 2003 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-13 14:05:59 Finance Stock market Payment systems Depository Trust & Clearing Corporation Issuer Financial economics Financial system Securities